ERIC THOMAS SCHMIDT - 24 May 2021 Form 4 Insider Report for Allogene Therapeutics, Inc. (ALLO)

Signature
/s/ Veer Bhavnagri, Attorney-in-Fact
Issuer symbol
ALLO
Transactions as of
24 May 2021
Net transactions value
+$271,423
Form type
4
Filing time
26 May 2021, 08:00:15 UTC
Next filing
24 Jun 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALLO Common Stock Options Exercise $271,423 +14,897 +16% $18.22 110,994 24 May 2021 Direct
holding ALLO Common Stock 1,152,595 24 May 2021 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALLO Stock Option (Right to Buy) Options Exercise $0 -14,897 -14% $0.000000 94,703 24 May 2021 Common Stock 14,897 $18.22 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities are held in the name of the Eric Schmidt 2017 Family Irrevocable Trust.
F2 25% of the shares subject to the stock option shall vest on the first anniversary of the grant date, and the remaining shares shall vest in 36 equal monthly installments thereafter.