Ling Ngai Lok - 18 Mar 2026 Form 3 Insider Report for Solowin Holdings, Ltd. (AXG)

Role: CEO and Chairman, Director, 10%+ Owner
Signature: /s/ Ling Ngai Lok
Issuer symbol: AXG
Transactions as of: 18 Mar 2026
Net transactions value: $0
Form type: 3
Filing time: 18 Mar 2026, 08:02:48 UTC
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Lok Ling Ngai	CEO and Chairman, Director, 10%+ Owner	C/O SOLOWIN HOLDINGS, 33 CANTON ROAD, TSIM SHA TSUI, KOWLOON, HONG KONG, HONG KONG	/s/ Ling Ngai Lok	18 Mar 2026	0002120807

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	AXG	Class A Ordinary Shares						23,331,598	18 Mar 2026	By VAST SPACE LIMITED	F1
holding	AXG	Class A Ordinary Shares						23,331,599	18 Mar 2026	By WELL INSIGHT LIMITED	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	AXG	Class B Ordinary Shares							18 Mar 2026	Class A Ordinary Shares	4,080,000		By Gemini Asia Holdings Limited	F3, F4, F5
holding	AXG	Class B Ordinary Shares							18 Mar 2026	Class A Ordinary Shares	23,331,599		By VAST SPACE LIMITED	F1, F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Ling Ngai Lok is the sole director and sole shareholder of VAST SPACE LIMITED, and has sole voting and investment power over the shares held by VAST SPACE LIMITED.
F2	Ling Ngai Lok is the sole director of WELL INSIGHT LIMITED. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
F3	Each Class B Ordinary Share is convertible into one Class A Ordinary Share of the Issuer at any time, at the election of the holder or automatically upon certain transfers, whether or not for value.
F4	A holder's Class B Ordinary Shares convert automatically upon certain transfers and may be subject to mandatory conversion into Class A Ordinary Shares upon the occurrence of certain events described in the Issuer's Second Amended and Restated Memorandum and Articles of Association.
F5	Ling Ngai Lok is the sole director and sole shareholder of Gemini Asia Holdings Limited, and has sole voting and investment power over the shares held by Gemini Asia Holdings Limited.