John J. Gebbia - 09 Mar 2026 Form 4 Insider Report for SIEBERT FINANCIAL CORP (SIEB)

Role
CEO, Director, Member of 10% owner group, 10%+ Owner
Signature
/s/ John J. Gebbia
Issuer symbol
SIEB
Transactions as of
09 Mar 2026
Net transactions value
$0
Form type
4
Filing time
12 Mar 2026, 18:31:44 UTC
Previous filing
22 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Gebbia John J CEO, Director, Member of 10% owner group, 10%+ Owner C/O SIEBERT FINANCIAL CORP., 653 COLLINS AVENUE, MIAMI BEACH /s/ John J. Gebbia 12 Mar 2026 0001813372

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIEB Common Stock, $0.01 par value per share Gift -6,000 -0.06% $0.000000* 9,827,494 09 Mar 2026 See footnote F2
holding SIEB Common Stock, $0.01 par value per share 0 09 Mar 2026 Direct F1
holding SIEB Common Stock, $0.01 par value per share 17,068,103 09 Mar 2026 Control Group F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person does not directly own any shares of Issuer common stock.
F2 The Reporting Person and the Reporting Person's spouse, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 6,000 shares of Issuer common stock to individuals which resulted in a net decrease of 6,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,827,494 shares of Issuer common stock owned by the Gebbia Living Trust.
F3 The Reporting Person is part of a control group consisting of family members of the Reporting Person. Members of the control group gifted 6,000 shares of issuer common stock to individuals not included within the control group, which resulted in a net decrease of 6,000 shares of issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.