| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Gebbia Richard | Member of 10% owner group | C/O SIEBERT FINANCIAL CORP., 653 COLLINS AVENUE, MIAMI BEACH | /s/ Richard Gebbia | 12 Mar 2026 | 0001727711 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | SIEB | Common Stock, $0.01 par value per share | 3,078,127 | 09 Mar 2026 | Direct | F1 | |||||
| holding | SIEB | Common Stock, $0.01 par value per share | 561,273 | 09 Mar 2026 | See Footnote | F2 | |||||
| holding | SIEB | Common Stock, $0.01 par value per share | 17,068,103 | 09 Mar 2026 | Control Group | F3 |
| Id | Content |
|---|---|
| F1 | The Reporting Person owns 3,078,127 shares of Issuer common stock. |
| F2 | The Reporting Person's various family members own 561,273 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |
| F3 | The Reporting Person is part of a control group consisting of family members of the Reporting Person. Members of the control group gifted 6,000 shares of issuer common stock to individuals not included within the control group, which resulted in a net decrease of 6,000 shares of issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |