Christian L. Oberbeck - 29 Jan 2026 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian Oberbeck
Issuer symbol
SAR
Transactions as of
29 Jan 2026
Net transactions value
$0
Form type
4
Filing time
30 Jan 2026, 14:11:04 UTC
Previous filing
22 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Oberbeck Christian L CEO and Director, Director, 10%+ Owner C/O SARATOGA INVESTMENT CORP., 535 MADISON AVENUE, NEW YORK /s/ Christian Oberbeck 30 Jan 2026 0001349483

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Gift $0 -1,000 -0.15% $0.000000 664,983 29 Jan 2026 Direct F1
holding SAR Common Stock 86,446 29 Jan 2026 By children
holding SAR Common Stock 71,607 29 Jan 2026 By CLO Partners LLC
holding SAR Common Stock 100,000 29 Jan 2026 By CLO Partners Holdings LLC
holding SAR Common Stock 1,937 29 Jan 2026 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved one gift of securities by the reporting person to his grandchild who does not share the reporting person's household.