John M. Gebbia - 20 Jan 2026 Form 4 Insider Report for SIEBERT FINANCIAL CORP (SIEB)

Role: Member of 10% owner group
Signature: /s/ John M. Gebbia
Issuer symbol: SIEB
Transactions as of: 20 Jan 2026
Net transactions value: $0
Form type: 4
Filing time: 22 Jan 2026, 16:30:17 UTC
Previous filing: 24 Nov 2025
Next filing: 12 Mar 2026
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Gebbia John M.	Member of 10% owner group	C/O SIEBERT FINANCIAL CORP., 653 COLLINS AVENUE, MIAMI BEACH	/s/ John M. Gebbia	22 Jan 2026	0001727425

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SIEB	Common Stock, $0.01 par value per share	Gift	$0	-3,000	-0.16%	$0.000000	1,921,891	20 Jan 2026	Direct	F1
transaction	SIEB	Common Stock, $0.01 par value per share	Gift	$0	+26,000	+5.3%	$0.000000	516,000	20 Jan 2026	See Footnote	F2
transaction	SIEB	Common Stock, $0.01 par value per share	Other	$0	-26,000	-5%	$0.000000	490,000	20 Jan 2026	See Footnote	F2
holding	SIEB	Common Stock, $0.01 par value per share						17,074,103	20 Jan 2026	Control Group	F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person gifted 3,000 shares of Issuer common stock to persons, resulting in a net decrease of 3,000 shares of Issuer common stock to the Reporting Person's direct ownership.
F2	The Reporting Person's minor family members were gifted 26,000 shares of Issuer common stock, resulting in a net increase of 26,000 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's family members transferred 26,000 shares of Issuer common stock to a limited liability company owned by various family members, resulting in a net decrease of 26,000 shares of Issuer common stock to the Reporting Person's indirect ownership. Various family members included in the Reporting Person's indirect ownership own 490,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
F3	The Reporting Person is part of a control group consisting of family members of the Reporting Person. The indirect ownership of Issuer common stock by certain members of the control group was underreported by 403,780 shares. These shares represent shares of Issuer common stock underlying a warrant issued by a member of the control group to BCW Securities LLC, a Delaware limited liability company on May 22, 2023, which were previously omitted from the member's beneficial ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
F4	The Reporting Person is part of a control group consisting of family members of the Reporting Person. Members of the control group gifted 143,000 shares of issuer common stock to family members and others included and not included within the control group, and subsequent transactions resulted in a net decrease of 143,000 shares of issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.