Gloria E. Gebbia - 20 Jan 2026 Form 4 Insider Report for SIEBERT FINANCIAL CORP (SIEB)

Role: Director, Member of 10% owner group, 10%+ Owner
Signature: /s/ Gloria E. Gebbia
Issuer symbol: SIEB
Transactions as of: 20 Jan 2026
Net transactions value: $0
Form type: 4
Filing time: 22 Jan 2026, 16:30:15 UTC
Previous filing: 24 Nov 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Gebbia Gloria E	Director, Member of 10% owner group, 10%+ Owner	C/O SIEBERT FINANCIAL CORP., 653 COLLINS AVENUE, MIAMI BEACH	/s/ Gloria E. Gebbia	22 Jan 2026	0001692471

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SIEB	Common Stock, $0.01 par value per share	Gift	$0	-140,000	-1.4%	$0.000000	9,833,494	20 Jan 2026	See footnote	F2, F3
holding	SIEB	Common Stock, $0.01 par value per share						0	20 Jan 2026	Direct	F1
holding	SIEB	Common Stock, $0.01 par value per share						17,074,103	20 Jan 2026	Control Group	F2, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person does not directly own any shares of Issuer common stock.
F2	The Reporting Person's indirect ownership of Issuer common stock was previously underreported by 403,780 shares. These shares represent shares of Issuer common stock underlying a warrant issued by the Reporting Person to BCW Securities LLC, a Delaware limited liability company on May 22, 2023, which were previously omitted from the Reporting Persons' beneficial ownership.
F3	The Reporting Person and the Reporting Person's husband, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 140,000 shares of Issuer common stock to family members and subsequent transactions resulted in a net decrease of 140,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,833,494 shares of Issuer common stock owned by the Gebbia Living Trust.
F4	The Reporting Person is part of a control group consisting of family members of the Reporting Person. Members of the control group gifted 143,000 shares of issuer common stock to family members and others included and not included within the control group, and subsequent transactions resulted in a net decrease of 143,000 shares of issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.