| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Reich Andrew H | EVP, COO CFO and Secretary, Director | C/O SIEBERT FINANCIAL CORP., 653 COLLINS AVENUE, MIAMI BEACH | /s/ Andrew H. Reich | 24 Nov 2025 | 0001692715 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SIEB | Common Stock, $0.01 par value per share | Gift | $0 | -20,000 | -3.3% | $0.000000 | 589,574 | 20 Nov 2025 | Direct | F1 |
| holding | SIEB | Common Stock, $0.01 par value per share | 28,000 | 20 Nov 2025 | See Footnote | F2 |
| Id | Content |
|---|---|
| F1 | The Reporting Person gifted 20,000 shares of Issuer common stock to an adult family member, resulting in a net decrease of 20,000 shares of Issuer common stock to the Reporting Person's direct ownership. |
| F2 | The Reporting Person holds 28,000 shares of Issuer common stock for the benefit of the Reporting Person's minor children. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |