Ronald Craig Lieberman - 10 Feb 2025 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Role
Director
Signature
/s/ Ronald Craig Lieberman
Issuer symbol
DOMH
Transactions as of
10 Feb 2025
Net transactions value
$0
Form type
4
Filing time
30 Sep 2025, 16:30:13 UTC
Previous filing
30 Sep 2025
Next filing
30 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Lieberman Ronald Craig Director 725 5TH AVENUE, 22ND FLOOR, NEW YORK /s/ Ronald Craig Lieberman 30 Sep 2025 0002086950

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOMH Common Stock Purchase +21,613 21,613 10 Feb 2025 Direct F1
transaction DOMH Common Stock Award +10,000 +46% 31,613 10 Feb 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOMH Series A Warrants (right to buy) Purchase +21,613 21,613 10 Feb 2025 Common Stock 21,613 $3.72 Direct F1
transaction DOMH Series B Warrants (right to buy) Purchase +21,613 21,613 10 Feb 2025 Common Stock 21,613 $4.22 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.
F2 On February 10, 2025, the Reporting Person was granted 10,000 shares of restricted stock at $3.22 per share pursuant to the Company's 2022 Equity Incentive Plan.