Gerald Harder - 15 Sep 2025 Form 4 Insider Report for Trinity Capital Inc. (TRIN)

Role
Chief Operating Officer
Signature
/s/ Sarah Stanton, on behalf of Gerald Harder
Issuer symbol
TRIN
Transactions as of
15 Sep 2025
Transactions value $
-$73,356
Form type
4
Filing time
18 Sep 2025, 06:15:14 UTC
Previous filing
17 Jun 2025
Next filing
27 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Harder Gerald Chief Operating Officer C/O TRINITY CAPITAL INC., 1 N. 1ST STREET, SUITE 302, PHOENIX /s/ Sarah Stanton, on behalf of Gerald Harder 18 Sep 2025 0001796523

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRIN Common Stock Tax liability -$73.4K -4.58K -1.52% $16.02 296K 15 Sep 2025 Direct F1, F2
holding TRIN Common Stock 10K 15 Sep 2025 By the Harder Family Living Trust, dated May 26, 2000
holding TRIN Common Stock 9.79K 15 Sep 2025 By Millennium Trust Co. LLC Custodian FBO Gerald T. Harder IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
F2 Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

Remarks:

Sarah Stanton is signing on behalf of Mr. Harder pursuant to the power of attorney dated September 2, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Harder filed on September 2, 2021.