Christopher P. Stewart - 04 Aug 2025 Form 3 Insider Report for Aeluma, Inc. (ALMU)

Role
Chief Financial Officer
Signature
/s/ Christopher Stewart
Issuer symbol
ALMU
Transactions as of
04 Aug 2025
Net transactions value
$0
Form type
3
Filing time
13 Aug 2025, 17:04:04 UTC
Previous filing
16 May 2023
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Stewart Christopher P. Chief Financial Officer 27 CASTILIAN DRIVE, GOLETA /s/ Christopher Stewart 13 Aug 2025 0001822991

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ALMU Stock Option 04 Aug 2025 Common Stock 110,000 $21.04 Direct F1, F2
holding ALMU RSU 04 Aug 2025 Common Stock 55,000 $21.04 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% of the stock options (the "Options") will vest on the twelve (12) month anniversary of the Reporting Persons employment with the Company. The balance of the Options will vest in equal monthly increments, on each monthly anniversary of the Reporting Persons employment start date with the Company, over the next thirty-six (36) months.
F2 The Options expire on the 10-year anniversary of the Options vesting date.
F3 25% of the RSU shares will vest at the end of the fiscal quarter following the twelve (12) month anniversary of the Reporting Persons employment start date with the Company, with a pro-rated amount for any partial quarter preceding the twelve (12) month anniversary. The balance of the RSUs will vest in equal quarterly increments, with a pro-rated amount for any partial final quarter.
F4 Each restricted stock unit represents the contingent right to receive, at settlement, one share of common stock.