Shawn Matthews - 31 Jul 2025 Form 4 Insider Report for HCM III ACQUISITION CORP. (HCMA)

Role
Chairman and CEO, Director, 10%+ Owner
Signature
/s/ Shawn Matthews, by Steven Bischoff with Power of Attorney
Issuer symbol
HCMA
Transactions as of
31 Jul 2025
Net transactions value
-$300
Form type
4
Filing time
05 Aug 2025, 21:07:02 UTC
Previous filing
20 Aug 2024
Next filing
17 Oct 2025
SEC
View on sec.gov

Reporting Owners (2)

Name Relationship Address Signature Signature date CIK
Matthews Shawn Chairman and CEO, Director, 10%+ Owner C/O HCM III ACQUISITION CORP., 100 FIRST STAMFORD PLACE, SUITE 330, STAMFORD /s/ Shawn Matthews, by Steven Bischoff with Power of Attorney 05 Aug 2025 0001855118
HCM INVESTOR HOLDINGS III, LLC Sponsor, 10%+ Owner C/O HCM III ACQUISITION CORP., 100 FIRST STAMFORD PLACE, SUITE 330, STAMFORD /s/ HCM Investor Holdings III, LLC, Steven Bischoff with Power of Attorney 05 Aug 2025 0002069862

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCMA Class B Ordinary Shares Other $300 -75,000 -0.89% $0.004000 8,358,333 31 Jul 2025 Class A Ordinary Shares 75,000 See Footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B ordinary shares are automatically convertible into the shares of the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.
F2 In connection with the Issuer's initial public offering and the appointment of Craig Goos, Richard Donohoe and Jacob Loveless to the Issuer's Board of Directors, HCM III Investor Holdings, LLC (the "Sponsor") assigned 25,000 Class B ordinary shares to each of Craig Goos, Richard Donohoe, and Jacob Loveless.
F3 These Class B ordinary shares are held directly by the Sponsor, acquired pursuant to a subscription agreement dated as of April 16, 2025 by and among the Sponsor and the registrant and a share recapitalization authorized by the SPAC on May 29, 2025 Shawn Matthews, the Chairman and Chief Executive Officer of the registrant, is the managing member of the Sponsor. Mr. Matthews has sole voting and dispositive control over the shares held by the Sponsor and may be deemed the beneficial owner of such shares. Mr. Matthews disclaims beneficial ownership over any securities owned by the Sponsor in which he does not have any pecuniary interest.