| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| ZABATTA CHARLES | Director | C/O SIEBERT FINANCIAL CORP., 653 COLLINS AVENUE, MIAMI BEACH | /s/ Charles Zabatta | 30 Jul 2025 | 0001157617 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SIEB | Common Stock, $0.01 par value per share | Gift | $0 | -180,000 | -90% | $0.000000 | 20,000 | 28 Jul 2025 | Direct | F1 |
| transaction | SIEB | Common Stock, $0.01 par value per share | Gift | $0 | +180,000 | +51% | $0.000000 | 530,439 | 28 Jul 2025 | See Footnote | F2 |
| Id | Content |
|---|---|
| F1 | The Reporting Person gifted 180,000 shares of Issuer common stock to the wife of the Reporting Person, which resulted in a 180,000 share decrease in the Reporting Person's directly owned shares of Issuer common stock. |
| F2 | The Reporting Person gifted 180,000 shares of Issuer common stock to the wife of the Reporting Person, which resulted in a 180,000 share increase in the Reporting Person's indirectly owned shares of Issuer common stock. The Reporting Person's indirect beneficial ownership includes 530,439 shares held by the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |