Charles Zabatta - 28 Jul 2025 Form 4 Insider Report for SIEBERT FINANCIAL CORP (SIEB)

Role
Director
Signature
/s/ Charles Zabatta
Issuer symbol
SIEB
Transactions as of
28 Jul 2025
Net transactions value
$0
Form type
4
Filing time
30 Jul 2025, 12:00:16 UTC
Previous filing
21 May 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
ZABATTA CHARLES Director C/O SIEBERT FINANCIAL CORP., 653 COLLINS AVENUE, MIAMI BEACH /s/ Charles Zabatta 30 Jul 2025 0001157617

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIEB Common Stock, $0.01 par value per share Gift $0 -180,000 -90% $0.000000 20,000 28 Jul 2025 Direct F1
transaction SIEB Common Stock, $0.01 par value per share Gift $0 +180,000 +51% $0.000000 530,439 28 Jul 2025 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person gifted 180,000 shares of Issuer common stock to the wife of the Reporting Person, which resulted in a 180,000 share decrease in the Reporting Person's directly owned shares of Issuer common stock.
F2 The Reporting Person gifted 180,000 shares of Issuer common stock to the wife of the Reporting Person, which resulted in a 180,000 share increase in the Reporting Person's indirectly owned shares of Issuer common stock. The Reporting Person's indirect beneficial ownership includes 530,439 shares held by the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.