John Neuman - 10 Jul 2025 Form 4 Insider Report for SeaStar Medical Holding Corp (ICU)

Role
Director
Signature
/s/ David Green, as attorney-in-fact
Issuer symbol
ICU
Transactions as of
10 Jul 2025
Net transactions value
$0
Form type
4
Filing time
16 Jul 2025, 19:45:59 UTC
Previous filing
27 Jun 2025
Next filing
10 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Neuman John Director C/O SEASTAR MEDICAL HOLDING CORPORATION, 3513 BRIGHTON BLVD., SUITE 410, DENVER /s/ David Green, as attorney-in-fact 16 Jul 2025 0002026279

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICU Common Stock, par value $0.0001 per share Options Exercise $0 +2,667 +3.1% $0.000000 88,000 04 Jun 2025 Direct F1, F2, F3
transaction ICU Common Stock, par value $0.0001 per share Award $0 +4,000 +4.5% $0.000000 92,000 10 Jul 2025 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ICU Restricted Stock Unit Options Exercise $0 -2,667 -100% $0.000000 0 04 Jun 2025 Common Stock, par value $0.0001 per share 2,667 Direct F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed to report the granting and vesting of certain restricted stock unit ("RSU") awards and the moving of unvested RSU awards previously reported in Table II to Table I.
F2 Reflects RSUs that upon vesting converted into shares of ICU common stock.
F3 The total includes 5,333 shares underlying RSUs that were previously reported in Table II.
F4 Represents a RSU award. The RSUs will vest in full on July 3, 2026.
F5 Each restricted stock unit represents a contingent right to receive one share of ICU common stock.
F6 As previously reported, on November 13, 2024, the reporting person was granted 8,000 RSUs, vesting in three approximately equal annual installments on the first, second and third anniversaries of June 4, 2024.
F7 The total does not include 5,333 shares underlying RSUs that are now reported in Table I.