Role
10%+ Owner
Signature
/s/ Richard H. Dodd, as managing member of Axiom Intelligence Holdings 1 LLC
Issuer symbol
AXINU
Transactions as of
20 Jun 2025
Transactions value $
$3,999,833
Form type
4
Filing time
24 Jun 2025, 21:00:04 UTC
Previous filing
17 Jun 2025

Reporting Owners (3)

Name Relationship Address Signature Signature date CIK
Axiom Intelligence Holdings 1 LLC 10%+ Owner BERKELEY SQUARE HOUSE, 2ND FLOOR, BERKELEY SQUARE, LONDON, UNITED KINGDOM /s/ Richard H. Dodd, as managing member of Axiom Intelligence Holdings 1 LLC 24 Jun 2025 0002061467
Dodd Richard H. Director, 10%+ Owner BERKELEY SQUARE HOUSE, 2ND FLOOR, BERKELEY SQUARE, LONDON, UNITED KINGDOM /s/ Richard H. Dodd** 24 Jun 2025 0002061511
Ward Douglas Edward Chief Executive Officer, Director, 10%+ Owner BERKELEY SQUARE HOUSE, 2ND FLOOR, BERKELEY SQUARE, LONDON, UNITED KINGDOM /s/ Douglas Ward** 24 Jun 2025 0002062059

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXINU Class A Ordinary Shares Purchase $4M +400K $10.00 400K 20 Jun 2025 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXINU Rights to receive Class A Ordinary Shares Purchase +400K 400K 20 Jun 2025 Class A ordinary shares 40K Direct F2, F3
transaction AXINU Class B Ordinary Shares Other -$167 -41.7K -0.62% $0.00 6.67M 20 Jun 2025 Class A ordinary shares 41.7K Direct F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the 400,000 Class A ordinary shares of Axiom Intelligence Acquisition Corp 1 (the "Issuer") that are included in the 400,000 private placement units of the Issuer purchased by Axiom Intelligence Holdings 1 LLC (the "Sponsor") on June 20, 2025. Each private placement unit was purchased for $10 per unit and consists of one Class A ordinary share and one right to receive one-tenth (1/10) of one Class A ordinary share upon consummation of the Issuer's initial business combination, as described in the registration statement on Form S-1 (File No. 333-287279) (the "Registration Statement").
F2 The Sponsor is the record holder of such securities. The managing members of the Sponsor are Mr. Richard H. Dodd, our Executive Chairman of the Board, and Mr. Douglas Ward, our Chief Executive Officer, who hold voting and investment discretion with respect to the securities held of record by the Sponsor. As such, Mr. Dodd and Mr. Ward may be deemed to have beneficial ownership of the securities held of record by the Sponsor. Mr. Dodd and Mr. Ward disclaim any beneficial ownership except to the extent of their pecuniary interest therein.
F3 Represents the 40,000 Class A ordinary shares which may be acquired by the Sponsor upon the conversion of 400,000 rights (included in the Sponsor's private placement units) upon consummation of the registrant's initial business combination. As described in the Registration Statement under the heading "Description of Securities--Share Rights," each right will automatically convert into one-tenth (1/10) of one Class A ordinary share upon consummation of the Issuer's initial business combination, subject to certain adjustments described therein and have no expiration date. No fractional Class A ordinary shares will be issued upon conversion of such rights.
F4 As described in the Registration Statement under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments. The Class B ordinary shares have no expiration date.
F5 As contemplated in connection with the initial public offering of the Issuer, 41,666 Class B ordinary shares of the Issuer were returned by the reporting persons to the Issuer for no consideration and cancelled, because the underwriters' over-allotment option was not exercised in full.