John J. Gebbia - 10 Jun 2025 Form 4 Insider Report for SIEBERT FINANCIAL CORP (SIEB)

Signature
/s/ John J. Gebbia
Issuer symbol
SIEB
Transactions as of
10 Jun 2025
Net transactions value
$0
Form type
4
Filing time
12 Jun 2025, 19:32:05 UTC
Next filing
24 Nov 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Gebbia John J CEO, Director, Member of 10% owner group, 10%+ Owner 120 WALL STREET, 25TH FLOOR, NEW YORK /s/ John J. Gebbia 12 Jun 2025 0001813372

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIEB Common Stock, $0.01 par value per share Other $0 +9,697,714 $0.000000 9,697,714 10 Jun 2025 See Footnote F2
holding SIEB Common Stock, $0.01 par value per share 0 10 Jun 2025 Direct F1
holding SIEB Common Stock, $0.01 par value per share 16,941,323 10 Jun 2025 Control Group F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person does not directly own any shares of Issuer common stock.
F2 The Reporting Person's wife transferred 9,697,714 shares of Issuer common stock to the John J & Gloria E Gebbia TTEESS UAD 12/8/94 which is jointly owned by Gloria E. Gebbia and John J. Gebbia ("Gebbia Living Trust"). The Reporting Person indirectly owns 9,697,714 shares of Issuer common stock owned by the Gebbia Living Trust.
F3 The Reporting Person is part of a control group consisting of family members of the Reporting Person. Shares of Issuer common stock were transferred to the Gebbia Living Trust, which is within the control group, so there is no change in the Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.