| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Gebbia Gloria E | Director, Member of 10% owner group, 10%+ Owner | C/O SIEBERT FINANCIAL CORP., 653 COLLINS AVENUE, MIAMI BEACH | /s/ Gloria E. Gebbia | 12 Jun 2025 | 0001692471 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SIEB | Common Stock, $0.01 par value per share | Other | $0 | -9,697,714 | -100% | $0.000000 | 0 | 10 Jun 2025 | Direct | F1 |
| transaction | SIEB | Common Stock, $0.01 par value per share | Other | $0 | +9,697,714 | $0.000000 | 9,697,714 | 10 Jun 2025 | See Footnote | F2 | |
| holding | SIEB | Common Stock, $0.01 par value per share | 16,941,323 | 10 Jun 2025 | Control Group | F3 |
| Id | Content |
|---|---|
| F1 | The Reporting Person transferred 9,697,714 shares of Issuer common stock to the John J & Gloria E Gebbia TTEESS UAD 12/8/94 which is jointly owned by Gloria E. Gebbia and John J. Gebbia ("Gebbia Living Trust"). The Reporting Person does not directly own any share of Issuer common stock. |
| F2 | The Reporting Person indirectly owns 9,697,714 shares of Issuer common stock owned by the Gebbia Living Trust. |
| F3 | The Reporting Person is part of a control group consisting of family members of the Reporting Person. Shares of Issuer common stock were transferred to the Gebbia Living Trust, which is within the control group, so there is no change in the Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |