Yousha Neman-Ebrahim - 05 Jun 2025 Form 4 Insider Report for NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI)

Signature
/s/ Yousha Neman-Ebrahim
Issuer symbol
NTHI
Transactions as of
05 Jun 2025
Net transactions value
$0
Form type
4
Filing time
09 Jun 2025, 19:40:19 UTC
Next filing
24 Nov 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Neman-Ebrahim Yousha Chief Clinical Officer 23975 PARK SORRENTO, SUITE 205, CALABASAS /s/ Yousha Neman-Ebrahim 09 Jun 2025 0002071642

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTHI Common Stock Award +133,000 133,000 05 Jun 2025 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTHI Common Stock Award +67,000 67,000 05 Jun 2025 Common Stock 67,000 Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of restricted common stock ("Restricted Stock") granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Incentive Plan"). Pursuant to Reporting Person's Restricted Stock Award Agreement dated June 5, 2025 (the "Agreement"), Issuer granted a total of 200,000 shares of common stock to Reporting Person. Of such shares, (i) 66,000 shares vest seventh months from the date of grant, (ii) one-third, or approximately 67K shares, vest in 29 equal monthly installments thereafter, and (iii) the remaining one-third, or approximately 67K shares, are performance based with vesting predicated on achievement of certain performance metrics.
F2 See footnote 1.
F3 Not applicable.
F4 Restricted common stock granted pursuant to Issuer's Incentive Plan. Vesting and exercise of such shares are based on achievement of certain performance metrics. See also footnote 1.
F5 This is a target number only. The actual number of shares of common stock deliverable is subject to adjustment as described in the Agreement. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance metrics have been achieved. See also footnote 1.