-
Signature
-
/s/ Phillip J. Ahn
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Issuer symbol
-
RILY
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Transactions as of
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02 Jun 2025
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Transactions value $
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-$22,414
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Form type
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4
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Filing time
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04 Jun 2025, 17:00:14 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Ahn Phillip J. |
CFO & Chief Operating Officer |
C/O B. RILEY FINANCIAL, INC., 11100 SANTA MONICA BLVD., SUITE 800, LOS ANGELES |
/s/ Phillip J. Ahn |
04 Jun 2025 |
0001574572 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
RILY |
Common Stock |
Disposed to Issuer |
-$22.4K |
-7.35K |
-2.51% |
$3.05 |
285K |
02 Jun 2025 |
Direct |
F1 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: