| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Gebbia Richard | Member of 10% owner group | C/O SIEBERT FINANCIAL CORP., 653 COLLINS AVENUE, MIAMI BEACH | /s/ Richard Gebbia | 29 May 2025 | 0001727711 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SIEB | Common Stock, $0.01 par value per share | Gift | $0 | +2,589,592 | +440% | $0.000000 | 3,178,127 | 27 May 2025 | Direct | F1 |
| transaction | SIEB | Common Stock, $0.01 par value per share | Gift | $0 | -2,589,592 | -91% | $0.000000 | 261,273 | 27 May 2025 | See Footnote | F2 |
| holding | SIEB | Common Stock, $0.01 par value per share | 16,941,323 | 27 May 2025 | Control Group | F3 |
| Id | Content |
|---|---|
| F1 | The wife of the Reporting Person gifted 2,589,592 shares of Issuer common stock to the Reporting Person, which resulted in a 2,589,592 share increase in the Reporting Person's directly owned shares of Issuer common stock. |
| F2 | The wife of the Reporting Person gifted 2,589,592 shares of Issuer common stock to the Reporting Person, which resulted in a 2,589,592 share decrease in the Reporting Person's indirectly owned shares of Issuer common stock. The Reporting Person's indirect beneficial ownership includes 261,273 shares held by various family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |
| F3 | The Reporting Person is part of a control group consisting of family members of the Reporting Person which includes 16,941,323 shares of Issuer common stock held by the various family members of the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |