Christopher Franklin Devall - 10 Feb 2025 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Role
COO
Signature
/s/ Christopher Devall
Issuer symbol
DOMH
Transactions as of
10 Feb 2025
Transactions value $
$0
Form type
4
Filing time
12 Feb 2025, 16:51:20 UTC
Previous filing
28 Dec 2023
Next filing
05 Dec 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOMH Common Stock Purchase +28.8K +95.95% 58.9K 10 Feb 2025 Direct F1
transaction DOMH Common Stock Award +352K +597.87% 411K 10 Feb 2025 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOMH Series A Warrants (right to buy) Purchase +28.8K 28.8K 10 Feb 2025 Common Stock 28.8K $3.72 Direct F1
transaction DOMH Series B Warrants (right to buy) Purchase +28.8K 28.8K 10 Feb 2025 Common Stock 28.8K $4.22 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.
F2 On February 10, 2025, the Reported Person was granted 351,851 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors.