Kyle Michael Wool - 31 Dec 2024 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Role
President, Director, 10%+ Owner
Signature
/s/ Kyle Wool
Issuer symbol
DOMH
Transactions as of
31 Dec 2024
Net transactions value
$0
Form type
4
Filing time
03 Jan 2025, 16:25:09 UTC
Previous filing
13 Jun 2024
Next filing
12 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOMH Common Stock Award +309,118 +19% 1,912,585 31 Dec 2024 Direct F1, F2
holding DOMH Common Stock 27,750 31 Dec 2024 By Mr. Wool's SEP-IRA F3
holding DOMH Common Stock 13,750 31 Dec 2024 By Ms. Yu's Pension F4
holding DOMH Common Stock 24,000 31 Dec 2024 By Mr. Wool's Rollover IRA F5
holding DOMH Common Stock 1,477 31 Dec 2024 Catatonk Creek LLC F6
holding DOMH Common Stock 1,476 31 Dec 2024 Tioga 22 LLC F6
holding DOMH Common Stock 3,559 31 Dec 2024 Wool c/f Alison Cottone UTMA/NY Age 18 F7
holding DOMH Common Stock 1,477 31 Dec 2024 Dongam, LLC F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 31, 2024, Kyle Wool was granted 309,118 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors.
F2 Of the 1,912,585 shares reported as beneficially owned directly, 670,596 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.
F3 The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
F4 The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension.
F5 The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
F6 Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
F7 Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
F8 Ms. Yu is the sole member of Dongam, LLC.