Kyle S. Brown - 20 Dec 2024 Form 4/A - Amendment Insider Report for Trinity Capital Inc. (TRIN)

Role
CEO, President and CIO, Director
Signature
/s/ Sarah Stanton, on behalf of Kyle Brown
Issuer symbol
TRIN
Transactions as of
20 Dec 2024
Net transactions value
$0
Form type
4/A - Amendment
Filing time
26 Dec 2024, 21:35:13 UTC
Date Of Original Report
26 Dec 2024
Previous filing
17 Dec 2024
Next filing
18 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRIN Common Stock Award $0 +97,297 +10% $0.000000 1,051,243 20 Dec 2024 Direct F1, F2, F3
holding TRIN Common Stock 51,819 20 Dec 2024 By The Kyle and Amy Brown Family Trust, dated February 4, 2019
holding TRIN Common Stock 10,825 20 Dec 2024 By KBIZ Corp., which Mr. K. Brown solely owns and controls
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.
F2 Shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, as amended, on December 20, 2024, which shares vest 12.5% on June 15, 2027, with the remaining 87.5% vesting pro rata over the seven full calendar quarters immediately following June 15, 2027.
F3 Amended filing to correct a scrivener's error in the Form 4, filed on December 26, 2024 (the "Original Form 4") reporting the transaction. The Original Form 4 inadvertently reported the transaction as a disposition of shares, and this amended Form 4 corrects the reporting to reflect that the reporting person acquired the shares. All other information in the Original Form 4 remains accurate and unchanged.

Remarks:

Sarah Stanton is signing on behalf of Mr. K. Brown pursuant to the power of attorney dated September 17, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. K. Brown filed on September 17, 2021.