Gerald Harder - 20 Dec 2024 Form 4/A - Amendment Insider Report for Trinity Capital Inc. (TRIN)

Role
Chief Operating Officer
Signature
/s/ Sarah Stanton, on behalf of Gerald Harder
Issuer symbol
TRIN
Transactions as of
20 Dec 2024
Net transactions value
$0
Form type
4/A - Amendment
Filing time
26 Dec 2024, 21:33:48 UTC
Date Of Original Report
26 Dec 2024
Previous filing
17 Dec 2024
Next filing
18 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRIN Common Stock Award $0 +60,690 +26% $0.000000 292,892 20 Dec 2024 Direct F1, F2
holding TRIN Common Stock 10,000 20 Dec 2024 By the Harder Family Living Trust, dated May 26, 2000
holding TRIN Common Stock 9,788 20 Dec 2024 By Millennium Trust Co. LLC Custodian FBO Gerald T. Harder IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, as amended, on December 20, 2024, which shares vest 25% on March 15, 2026, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2026.
F2 Amended filing to correct a scrivener's error in the Form 4, filed on December 26, 2024 (the "Original Form 4") reporting the transaction. The Original Form 4 inadvertently reported the transaction as a disposition of shares, and this amended Form 4 corrects the reporting to reflect that the reporting person acquired the shares. All other information in the Original Form 4 remains accurate and unchanged.

Remarks:

Sarah Stanton is signing on behalf of Mr. Harder pursuant to the power of attorney dated September 2, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Harder filed on September 2, 2021.