Swiftmerge Holdings, LP - Dec 13, 2024 Form 4 Insider Report for AleAnna, Inc. (ANNA)

Role
10%+ Owner
Signature
/s/ Christopher J. Munyan as Attorney-in-Fact
Stock symbol
ANNA
Transactions as of
Dec 13, 2024
Transactions value $
$0
Form type
4
Date filed
12/17/2024, 05:15 PM
Previous filing
Dec 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ANNA Class A Common Stock Other $0 -2.71M -77.31% $0.00 794K Dec 13, 2024 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ANNA Warrants Other $0 -5.6M -100% $0.00 0 Dec 13, 2024 Class A Common Stock 5.6M Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Swiftmerge Holdings, LP is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Pursuant to the Issuer's de-registration as a Cayman Islands exempted company and domestication as a Delaware corporation (the "Domestication") in connection with the closing (the "Closing") of the Issuer's initial business combination (the "Business Combination"; the Issuer prior to the Domestication, "Swiftmerge") with AleAnna, Inc. (the "Target") on December 13, 2024, each ordinary share of Swiftmerge ("Ordinary Share") was automatically converted into one share of Class A Common Stock of the Issuer ("Class A Common Stock"). In connection with the Closing, Swiftmerge was renamed "AleAnna, Inc."
F2 Reflects a forfeiture of 2,706,012 Ordinary Shares held by the Sponsor in connection with the Closing (the "Share Forfeiture").
F3 The Reporting Person is controlled by Swiftmerge Holdings GP, LLC, its general partner. Swiftmerge Holdings GP, LLC is managed by a board of managers consisting of John "Sam" Bremner, George Jones and Aston Loch and as such each have voting and investment discretion with respect to the securities held by the reporting person and may be deemed to have beneficial ownership of the securities held directly by the Reporting Person.
F4 In connection with the Closing of Business Combination, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.