Jonathan H. Cohen - Dec 17, 2024 Form 4 Insider Report for Oxford Lane Capital Corp. (OXLC)

Role
Chief Executive Officer, Director
Signature
/s/ Jonathan H. Cohen
Stock symbol
OXLC
Transactions as of
Dec 17, 2024
Transactions value $
$15,036,800
Form type
4
Date filed
12/17/2024, 04:17 PM
Previous filing
May 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OXLC Common Stock Purchase $15M +2.96M +60.85% $5.08 7.82M Dec 17, 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and a director of the issuer, has a 50% pecuniary interest in such account.