| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PMNT | Common Stock | Award | +300K | +1807.23% | 317K | Dec 5, 2024 | By Spouse. | F1, F2, F3, F4 | ||
| holding | PMNT | Common Stock | 251K | Dec 5, 2024 | Held indirectly through Joachim Gottschalk & Associates Ltd. | F5 | |||||
| holding | PMNT | Common Stock | 3.48M | Dec 5, 2024 | Held indirectly though Fermain Limited. | F6 | |||||
| holding | PMNT | Common Stock | 16.7K | Dec 5, 2024 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PMNT | Employee Stock Options (right to buy) | Disposed to Issuer | $0 | -300K | -100% | $0.00 | 0 | Dec 5, 2024 | Common Stock | 0 | $4.10 | By Spouse. | F7 |
| holding | PMNT | Employee Stock Options (right to buy) | 50K | Dec 5, 2024 | Common Stock | 50K | $4.10 | Direct |
| Id | Content |
|---|---|
| F1 | Grant of restricted stock units ("RSUs") made by Issuer to Reporting Person's spouse. The RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting. |
| F2 | RSUs vest 25% on December 5, 2024, and 25% thereafter on October 20th of 2025, 2026 and 2027. |
| F3 | Not applicable. |
| F4 | Shares owned by Reporting Person's spouse Jane Gottschalk. Reporting Person and his spouse each share voting and dispositive control over the shares of common stock beneficially owned by the other. |
| F5 | The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). |
| F6 | Fermain Limited is controlled by the Reporting Person and his spouse, each of whom shares voting and dispositive control over Fermain Limited shares with no single person controlling investment or voting decisions with respect to such shares. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act. |
| F7 | On December 5, 2024, the board of directors of Issuer cancelled such options. |