Kanat Mynzhanov - Dec 3, 2024 Form 3 Insider Report for Tavia Acquisition Corp. (TAVI)

Role: Chief Executive Officer, Director
Signature: /s/ Jason T. Simon, as Attorney-in-Fact
Stock symbol: TAVI
Transactions as of: Dec 3, 2024
Transactions value $: $0
Form type: 3
Date filed: 12/3/2024, 08:55 PM
Previous filing: Oct 11, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	TAVI	Ordinary Shares						3.97M	Dec 3, 2024	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	TAVI	Private Rights							Dec 3, 2024	Ordinary Shares	22.5K	$0.00	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Tavia Sponsor Pte. Ltd., the sponsor of the issuer (the "Sponsor") is the record holder of the shares reported herein. Kanat Mynzhanov indirectly controls the Sponsor and may be deemed to beneficially own the securities held by the Sponsor. Mr. Mynzhanov owns a membership interest in the Sponsor, which directly owns shares of the Issuer's ordinary shares and, as a result thereof, holds an indirect pecuniary interest in certain of the securities held by the Issuer.
F2	Including (i) 3,743,333 ordinary shares of the Issuer acquired by the Sponsor prior to the initial public offer (the "IPO") including up to 500,000 ordinary shares subject to forfeiture to the extent that the over-allotment option by the underwriters is not exercised in full or in part; and (ii) up to 225,000 ordinary shares of the Issuer underlying the private units ("Private Units") to be purchased by the Sponsor in a private placement simultaneously with the consummation of the IPO. Each Private Unit consists of one ordinary share and one right, with each right entitling the holder thereof to receive one-tenth of one ordinary share upon the completion of an initial business combination.
F3	As described in the Form of Rights Agreement between the Issuer and Continental Stock Transfer & Trust Company, and filed as Exhibit 4.3 to the Registration Statement, the private rights will automatically convert into one-tenth (1/10) of one ordinary share upon the completion of an initial business combination.

Remarks:

See Exhibit 24.1 - Power of Attorney