Christopher H. Smith - Nov 12, 2024 Form 3 Insider Report for Heritage Distilling Holding Company, Inc. (CASK)

Role: Director
Signature: /s/ Justin B. Stiefel, Attorney-in-fact for Christopher H. Smith
Stock symbol: CASK
Transactions as of: Nov 12, 2024
Transactions value $: $0
Form type: 3
Date filed: 11/18/2024, 06:06 PM
Next filing: Nov 26, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CASK	Restricted Stock Units							Nov 12, 2024	Common Stock	2K		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The restricted stock units ("RSUs") were granted on June 5, 2024. The reporting person has met the time and service-based requirement and the RSUs shall become fully vested upon the expiration of the lock-up agreement, executed by the reporting person, which is 180 days following the date of the underwriting agreement between Issuer and Newbridge Securities Corporation, acting as representative to several underwriters.
F2	Each RSU represents a contingent right to receive one share of Issuer's common stock.

Content

The restricted stock units ("RSUs") were granted on June 5, 2024. The reporting person has met the time and service-based requirement and the RSUs shall become fully vested upon the expiration of the lock-up agreement, executed by the reporting person, which is 180 days following the date of the underwriting agreement between Issuer and Newbridge Securities Corporation, acting as representative to several underwriters.

Each RSU represents a contingent right to receive one share of Issuer's common stock.

Remarks:

Exhibit 24.1