Thomas Robert Szoke - 12 Nov 2024 Form 4 Insider Report for authID Inc. (AUID)

Role
Chief Technology Officer, Director
Signature
/s/ Thomas Szoke
Issuer symbol
AUID
Transactions as of
12 Nov 2024
Net transactions value
-$10,365
Form type
4
Filing time
18 Nov 2024, 16:00:04 UTC
Previous filing
11 Sep 2024
Next filing
22 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AUID Common Stock, $0.0001 par value per share Sale $10,365 -1,500 -6.6% $6.91 21,119 12 Nov 2024 Direct F3
holding AUID Common Stock, $0.0001 par value per share 12,500 12 Nov 2024 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AUID Stock Options 5,000 12 Nov 2024 Common Stock, $0.0001 par value per share 5,000 $9.25 Direct F2
holding AUID Stock Options 50,000 12 Nov 2024 Common Stock, $0.0001 par value per share 50,000 $5.48 Direct
holding AUID Stock Options 12,500 12 Nov 2024 Common Stock, $0.0001 par value per share 12,500 $2.64 Direct
holding AUID Stock Options 4,167 12 Nov 2024 Common Stock, $0.0001 par value per share 4,167 $57.60 Direct
holding AUID Stock Options 41,667 12 Nov 2024 Common Stock, $0.0001 par value per share 41,667 $108.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by Mr. Szoke's wife, Ginta Ozola-Szoke.
F2 The stock option vesting is monthly over 12 months, subject to continued service to authID Inc.
F3 Reflects the weighted average price. The range of prices for such transactions is $6.91 to $7.00 for November 12, 2024. Open market sales transactions were made on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.