John Mazarakis - Nov 7, 2024 Form 4 Insider Report for Chicago Atlantic Real Estate Finance, Inc. (REFI)

Signature
/s/ John Mazarakis
Stock symbol
REFI
Transactions as of
Nov 7, 2024
Transactions value $
-$105
Form type
4
Date filed
11/8/2024, 07:25 PM
Previous filing
Oct 11, 2024
Next filing
Dec 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction REFI Common Stock Sale -$44.1K -2.78K -0.75% $15.86 370K Nov 7, 2024 Direct F1
transaction REFI Common Stock Purchase $44K +2.78K +0.75% $15.82 373K Nov 8, 2024 Direct F1
holding REFI Common Stock 5K Nov 7, 2024 By spouse F2
holding REFI Common Stock 31.5K Nov 7, 2024 Held through ownership of interests in Joppa Seasoning, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person's sale of Issuer's common stock reported herein was transacted by the Reporting Person's broker as a result of a new margin requirement recently instituted for the account. Upon discovery of such transaction, the Reporting Person acquired an equivalent number of Issuer's shares in the open market. The Reporting Person realized short-swing profits of $105 under Section 16(b) of the Securities Exchange Act of 1934, as amended, as a result of the sale and subsequent purchase of the Issuer's common shares reported herein. The Reporting Person has voluntarily disgorged to the Issuer all of such short-swing profits realized by the Reporting Person from such transactions.
F2 The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.