Christian L. Oberbeck - 05 Nov 2024 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian L Oberbeck
Issuer symbol
SAR
Transactions as of
05 Nov 2024
Net transactions value
$0
Form type
4
Filing time
06 Nov 2024, 15:37:56 UTC
Previous filing
08 Oct 2024
Next filing
03 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Other $0 -430 -0.07% $0.000000 646,017 05 Nov 2024 Direct F1
holding SAR Common Stock 117,774 05 Nov 2024 By CLO Partners LLC
holding SAR Common Stock 100,000 05 Nov 2024 By CLO Partners Holdings LLC
holding SAR Common Stock 56,622 05 Nov 2024 By children
holding SAR Common Stock 1,585 05 Nov 2024 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 5, 2024, Mr. Oberbeck transferred 430 shares of common stock to a Saratoga employee as compensation.