Kyle S. Brown - 01 Nov 2024 Form 4 Insider Report for Trinity Capital Inc. (TRIN)

Role
CEO, President and CIO, Director
Signature
/s/ Sarah Stanton, on behalf of Kyle Brown
Issuer symbol
TRIN
Transactions as of
01 Nov 2024
Net transactions value
+$101,226
Form type
4
Filing time
05 Nov 2024, 14:46:34 UTC
Previous filing
18 Sep 2024
Next filing
17 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRIN Common Stock Purchase $53,480 +3,997 +0.42% $13.38 961,267 01 Nov 2024 Direct F1, F2
transaction TRIN Common Stock Purchase $25,575 +1,910 +0.2% $13.39 963,177 01 Nov 2024 Direct F1, F2
transaction TRIN Common Stock Purchase $16,817 +1,255 +0.13% $13.40 964,432 01 Nov 2024 Direct F1, F2
transaction TRIN Common Stock Purchase $2,678 +200 +0.02% $13.39 964,632 01 Nov 2024 Direct F1, F2
transaction TRIN Common Stock Purchase $1,338 +100 +0.01% $13.38 964,732 01 Nov 2024 Direct F1, F2
transaction TRIN Common Stock Purchase $1,338 +100 +0.01% $13.38 964,832 01 Nov 2024 Direct F1, F2
holding TRIN Common Stock 51,819 01 Nov 2024 By The Kyle and Amy Brown Family Trust, dated February 4, 2019
holding TRIN Common Stock 10,825 01 Nov 2024 By KBIZ Corp., which Mr. K. Brown solely owns and controls
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.
F2 Includes (1) 202,703 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 208,092 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 208,092 issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

Remarks:

Sarah Stanton is signing on behalf of Mr. K. Brown pursuant to the power of attorney dated September 17, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. K. Brown filed on September 17, 2021.