Zhiguang Hu - 24 Oct 2024 Form 3 Insider Report for CBAK Energy Technology, Inc. (CBAT)

Role: CEO
Signature: /s/ Zhiguang Hu
Issuer symbol: CBAT
Transactions as of: 24 Oct 2024
Net transactions value: $0
Form type: 3
Filing time: 31 Oct 2024, 21:52:11 UTC
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	CBAT	Common Stock						33,638	24 Oct 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CBAT	Options							24 Oct 2024	Common Stock	30,000	$0.9500	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Representing an option to purchase 30,000 shares of common stock granted under the Company's 2015 Equity Incentive Plan on April 11, 2023, which vest in four equal installments on June 30 and December 31 of 2024 and 2025, respectively. Such options will expire 70 months from the grant date.