Zhiguang HU - Oct 24, 2024 Form 3 Insider Report for CBAK Energy Technology, Inc. (CBAT)

Role
CEO
Signature
/s/ Zhiguang Hu
Stock symbol
CBAT
Transactions as of
Oct 24, 2024
Transactions value $
$0
Form type
3
Date filed
10/31/2024, 09:52 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CBAT Common Stock 33.6K Oct 24, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CBAT Options Oct 24, 2024 Common Stock 30K $0.95 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Representing an option to purchase 30,000 shares of common stock granted under the Company's 2015 Equity Incentive Plan on April 11, 2023, which vest in four equal installments on June 30 and December 31 of 2024 and 2025, respectively. Such options will expire 70 months from the grant date.