Betsy Z. Cohen - Oct 10, 2024 Form 3 Insider Report for Cohen Circle Acquisition Corp. I (CCIR)

Role
Director, 10%+ Owner
Signature
/s/ Betsy Z. Cohen
Stock symbol
CCIR
Transactions as of
Oct 10, 2024
Transactions value $
$0
Form type
3
Date filed
10/10/2024, 05:39 PM
Previous filing
Jan 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CCIR Class A Ordinary Shares 445K Oct 10, 2024 By Cohen Circle Sponsor I, LLC F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CCIR Class B ordinary shares Oct 10, 2024 Class A ordinary shares 3.56M By Cohen Circle Sponsor I, LLC F2, F3, F4
holding CCIR Warrants Oct 10, 2024 Class A ordinary shares 148K $11.50 By Cohen Circle Sponsor I, LLC F2, F3, F5, F6, F7
holding CCIR Class B ordinary shares Oct 10, 2024 Class A ordinary shares 4.35M By Cohen Circle Advisors I, LLC F2, F3, F4, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares underlie 445,000 units of the issuer that Cohen Circle Sponsor I, LLC has irrevocably committed to purchase.
F2 The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
F3 These shares are held directly by the issuer's sponsors, Cohen Circle Sponsor I, LLC and Cohen Circle Advisors I, LLC, which are co-managed by the reporting person and Amanda J. Abrams.
F4 The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date.
F5 The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering.
F6 The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding Class A ordinary shares or the issuer's liquidation.
F7 These warrants underlie 445,000 units of the issuer that Cohen Circle Sponsor I, LLC has irrevocably committed to purchase.
F8 Includes up to 1,005,000 shares that are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option.

Remarks:

Exhibit 24.1 - Power of Attorney