| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CERO | Common Stock | Options Exercise | +5.31M | +1109.59% | 5.79M | Sep 25, 2024 | Direct | F1 | ||
| holding | CERO | Common Stock | 3.6K | Sep 25, 2024 | By Spouse |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CERO | Series A Convertible Preferred Stock | Options Exercise | -$275K | -275 | -100% | $1,000.00 | 0 | Sep 25, 2024 | Common Stock | 5.31M | Direct | F1 | |
| transaction | CERO | Stock Option (Right to Buy) | Disposed to Issuer | $0 | -572K | -100% | $0.00 | 0 | Sep 30, 2024 | Common Stock | 572K | $1.77 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | On September 25, 2024, the Reporting Person converted an aggregate of 275 shares of Series A Preferred Stock into 5,312,983 shares of Common Stock. Each share of Series A Preferred Stock has a stated value of $1,000 and, at the option of the holder, is convertible into a number of shares of Common Stock determined by dividing (x) the value of the shares of Series A Preferred Stock, plus any additional amounts thereon as of such date of determination, by (y) the conversion price of $1.00. As a result of various adjustments in the terms of the Series A Preferred Stock, each $1,000 of Series A Preferred Stock was converted into 19,320 shares of common stock. The Series A Preferred Stock has no expiration date. |
| F2 | Represents the forfeiture of employee stock options in connection with the Reporting Person's appointment as Chief Executive Officer of the Issuer. |