| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | CTXR | Common Stock | 10,255,343 | 14 Aug 2024 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CTXR | Warrant to Purchase Common Stock | Disposed to Issuer | -3,137,255 | -100% | 0 | 14 Aug 2024 | Common Stock | 3,137,255 | $1.15 | Direct | F1 | ||
| transaction | CTXR | Warrant to Purchase Common Stock | Award | +3,137,255 | 3,137,255 | 14 Aug 2024 | Common Stock | 3,137,255 | $1.15 | Direct | F1 | |||
| transaction | CTXR | Warrant to Purchase Common Stock | Disposed to Issuer | -2,234,700 | -100% | 0 | 25 Sep 2024 | Common Stock | 2,234,700 | $0.7700 | Direct | F2 | ||
| transaction | CTXR | Warrant to Purchase Common Stock | Award | +2,234,700 | 2,234,700 | 25 Sep 2024 | Common Stock | 2,234,700 | $0.7700 | Direct | F2 | |||
| holding | CTXR | Warrant to Purchase Common Stock | 1,165,048 | 14 Aug 2024 | Common Stock | 1,165,048 | $1.42 | Direct | F3 | |||||
| holding | CTXR | Stock Option (Right to Purchase Common Stock) | 550,000 | 14 Aug 2024 | Common Stock | 550,000 | $0.7000 | Direct | F4 | |||||
| holding | CTXR | Stock Option (Right to Purchase Common Stock) | 550,000 | 14 Aug 2024 | Common Stock | 550,000 | $1.25 | Direct | F5 | |||||
| holding | CTXR | Stock Option (Right to Purchase Common Stock) | 650,000 | 14 Aug 2024 | Common Stock | 650,000 | $2.04 | Direct | F6 | |||||
| holding | CTXR | Stock Option (Right to Purchase Common Stock) | 300,000 | 14 Aug 2024 | Common Stock | 300,000 | $2.00 | Direct | F7 | |||||
| holding | CTXR | Stock Option (Right to Purchase Common Stock) | 200,000 | 14 Aug 2024 | Common Stock | 200,000 | $1.01 | Direct | F7 | |||||
| holding | CTXR | Stock Option (Right to Purchase Common Stock) | 175,000 | 14 Aug 2024 | Common Stock | 175,000 | $0.6700 | Direct | F7 | |||||
| holding | CTXR | Stock Option (Right to Purchase Common Stock) | 150,000 | 14 Aug 2024 | Common Stock | 150,000 | $1.62 | Direct | F7 | |||||
| holding | CTXR | Stock Option (Right to Purchase Common Stock) | 40,000 | 14 Aug 2024 | Common Stock | 40,000 | $3.45 | Direct | F7 |
| Id | Content |
|---|---|
| F1 | The two reported transactions involved an amendment of an outstanding warrant to extend the termination date from August 14, 2024 to August 14, 2025, which resulted in the cancellation of the "old" warrant and the grant of a replacement warrant. The warrant was originally issued on August 13, 2018 and was exercisable immediately. |
| F2 | The two reported transactions involved an amendment of an outstanding warrant to extend the termination date from September 27, 2024 to September 27, 2025, which resulted in the cancellation of the "old" warrant and the grant of a replacement warrant. The warrant was originally issued on September 27, 2019 and was exercisable immediately. |
| F3 | The warrant is fully vested and exercisable immediately. |
| F4 | The options were granted on October 10, 2023. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date. |
| F5 | The options were granted on October 4, 2022. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date. |
| F6 | The options were granted on October 11, 2021. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date. |
| F7 | The options are vested in full and exercisable immediately. |