Asset Entities Holdings, LLC - 10 Sep 2024 Form 4 Insider Report for Asset Entities Inc. (ASST)

Role
10%+ Owner
Signature
/s/ Matthew Krueger, Attorney-In-Fact
Issuer symbol
ASST
Transactions as of
10 Sep 2024
Net transactions value
-$473,053
Form type
4
Filing time
16 Sep 2024, 19:30:35 UTC
Previous filing
22 Feb 2024
Next filing
10 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASST Class B Common Stock Conversion of derivative security $0 +256,406 $0.000000 256,406 10 Sep 2024 Direct
transaction ASST Class B Common Stock Sale $354,317 -179,683 -70% $1.97 76,723 12 Sep 2024 Direct F1
transaction ASST Class B Common Stock Sale $118,737 -76,723 -100% $1.55 0 13 Sep 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASST Class A Common Stock Conversion of derivative security $0 -256,406 -17% $0.000000 1,250,000 10 Sep 2024 Class B Common Stock 256,406 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.85 to $2.19, inclusive. The reporting person undertakes to provide to Asset Entities Inc., any security holder of Asset Entities Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.47 to $1.6701, inclusive. The reporting person undertakes to provide to Asset Entities Inc., any security holder of Asset Entities Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3 The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.