Asset Entities Holdings, LLC - Sep 10, 2024 Form 4 Insider Report for Asset Entities Inc. (ASST)

Role
10%+ Owner
Signature
/s/ Matthew Krueger, Attorney-In-Fact
Stock symbol
ASST
Transactions as of
Sep 10, 2024
Transactions value $
-$473,053
Form type
4
Date filed
9/16/2024, 07:30 PM
Previous filing
Feb 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASST Class B Common Stock Conversion of derivative security $0 +256K $0.00 256K Sep 10, 2024 Direct
transaction ASST Class B Common Stock Sale -$354K -180K -70.08% $1.97 76.7K Sep 12, 2024 Direct F1
transaction ASST Class B Common Stock Sale -$119K -76.7K -100% $1.55 0 Sep 13, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASST Class A Common Stock Conversion of derivative security $0 -256K -17.02% $0.00 1.25M Sep 10, 2024 Class B Common Stock 256K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.85 to $2.19, inclusive. The reporting person undertakes to provide to Asset Entities Inc., any security holder of Asset Entities Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.47 to $1.6701, inclusive. The reporting person undertakes to provide to Asset Entities Inc., any security holder of Asset Entities Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3 The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.