Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | AIRI | Common Stock | 266K | Aug 13, 2024 | Direct | ||||||
holding | AIRI | Common Stock | 24K | Aug 13, 2024 | See Note | F1 | |||||
holding | AIRI | Common Stock | 4.48K | Aug 13, 2024 | See Note | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AIRI | Stock Options | Award | $0 | +10K | $0.00 | 10K | Aug 13, 2024 | Common Stock | 10K | $3.75 | Direct | F3 | |
holding | AIRI | Stock Options | 1K | Aug 13, 2024 | Common Stock | 1K | $3.50 | Direct | F4 | |||||
holding | AIRI | Stock Options | 2.12K | Aug 13, 2024 | Common Stock | 2.12K | $3.43 | Direct | F4 | |||||
holding | AIRI | Stock Option | 1K | Aug 13, 2024 | Common Stock | 1K | $8.40 | Direct | F4 | |||||
holding | AIRI | Stock Option | 1K | Aug 13, 2024 | Common Stock | 1K | $13.20 | Direct | F4 | |||||
holding | AIRI | Stock Option | 1K | Aug 13, 2024 | Common Stock | 1K | $23.80 | Direct | F4 | |||||
holding | AIRI | Stock Option | 1K | Aug 13, 2024 | Common Stock | 1K | $12.80 | Direct | F4 | |||||
holding | AIRI | Convertible Notes | $762K | Aug 13, 2024 | Common Stock | 50.8K | $15.00 | Direct | F5, F6 | |||||
holding | AIRI | Convertible Notes | $1.03M | Aug 13, 2024 | Common Stock | 110K | $9.30 | Direct | F6 | |||||
holding | AIRI | Convertible Notes | $213K | Aug 13, 2024 | Common Stock | 14.2K | $15.00 | See Note | F6, F7 | |||||
holding | AIRI | Convertible Notes | $117K | Aug 13, 2024 | Common Stock | 7.81K | $15.00 | Direct | F6 | |||||
holding | AIRI | Convertible Notes | $28K | Aug 13, 2024 | Common Stock | 3.01K | $9.30 | See Note | F6, F8 |
Id | Content |
---|---|
F1 | Represents shares owned by Taglich Brothers, Inc., of which the Reporting Person is Managing Director. |
F2 | Represents shares acquired for which Mr. Taglich is the custodian for his children under NY UGMA. |
F3 | Vests as to 2,500 shares on each of August 31, 2024, September 30, 2024, December 31, 2024 and March 31, 2025. |
F4 | Exercisable in full. |
F5 | Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes and includes accrued interest through December 31, 2020. |
F6 | Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020. |
F7 | Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. |
F8 | Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. |