Fen Zhang - Jul 1, 2024 Form 3 Insider Report for Eureka Acquisition Corp (EURK)

Signature
/s/ Fen Zhang
Stock symbol
EURK
Transactions as of
Jul 1, 2024
Transactions value $
$0
Form type
3
Date filed
7/1/2024, 06:48 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EURK Class A Ordinary Share 228K Jul 1, 2024 See Footnote F1, F2
holding EURK Class B Ordinary Share 1.41M Jul 1, 2024 See Footnote F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding EURK Private Placement Rights Jul 1, 2024 Class A Ordinary Shares 228K $0.00 See Footnote F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Hercules Capital Management Corp (the "Sponsor") is the record holder of the shares reported herein. Mr. Fen Zhang is the sole director and sole shareholder of the Sponsor. As such, Mr. Zhang may be deemed to have beneficial ownership of the ordinary shares held directly by the Sponsor.
F2 Representing up to 228,000 Class A ordinary shares of Eureka Acquisition Corp (the "Issuer") underlying the private units ("Private Units") to be acquired by the Sponsor in a private placement simultaneously with the consummation of the IPO. Each Private Units consists of one Class A ordinary share and one right.
F3 Representing 1,407,500 Class B ordinary shares of the Issuer acquired by the Sponsor prior to the IPO. Class B ordinary shares will automatically convert into Class A ordinary shares on one-for-one basis upon the consummation of an initial business combination, subject to certain adjustments as provided in the second amended and restated memorandum and articles of association of the Issuer. The amount of shares reported includes up to 187,500 Class B ordinary shares subject to forfeiture to the extent that the over-allotment option by the underwriters is not exercised in full or in part.
F4 As described in the Right Agreement dated July 1, 2024, between the Issuer and Continental Stock Transfer & Trust Company, LLC, and filed as Exhibit 4.4 to the Registration Statement, the private rights will automatically convert into 1/5 of one Class A ordinary share upon the completion of the business combination.