Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AUID | Common Stock | Exercise of out-of-the-money derivative security | $0 | +2.91K | +199.52% | $0.00 | 4.37K | May 2, 2024 | See Footnotes | F1, F3, F7 |
transaction | AUID | Common Stock | Exercise of out-of-the-money derivative security | $0 | -2.91K | -0.26% | $0.00 | 1.12M | May 2, 2024 | Direct | F7 |
transaction | AUID | Common Stock | Gift | $0 | -36.6K | -3.15% | $0.00 | 1.13M | May 2, 2024 | Direct | F6 |
holding | AUID | Common Stock | 148K | May 2, 2024 | See Footnotes | F1, F4 | |||||
holding | AUID | Common Stock | 20.8K | May 2, 2024 | See Footnotes | F1, F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | AUID | Common Stock Purchase Warrant | 10.4K | May 2, 2024 | Common Stock | 10.4K | $36.00 | See footnotes | F1, F5 |
Id | Content |
---|---|
F1 | Stephen J. Garchik ("Mr. Garchik") disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest. |
F2 | Held by the Garchik Irrevocable 2019 Trust (the "2019 Trust") of which Mr. Garchik is a trustee. |
F3 | Held by Garchik Universal Limited Partnership ("GULP"), which Mr. Garchik jointly controls with his sister. |
F4 | Held by Marla Garchik Irrevocable 2020 Trust (the "2020 Trust") of which Mr. Garchik is a beneficiary. |
F5 | Held by the 2019 Trust. |
F6 | Reflects the transfer of shares of common stock as a bona fide gift for which no payment or consideration was received by Mr. Garchik. |
F7 | Reflects the transfer of shares of common stock from Mr. Garchik to GULP. |