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Signature
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/s/ Gregory J. Quarles
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Stock symbol
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AERG
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Transactions as of
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Apr 22, 2024
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Transactions value $
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-$15,430
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Form type
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4
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Date filed
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4/24/2024, 04:32 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
AERG |
Common Stock, par value $0.001 per share |
Options Exercise |
$2.45K |
+7K |
|
$0.35* |
7K |
Apr 22, 2024 |
Direct |
|
transaction |
AERG |
Common Stock, par value $0.001 per share |
Sale |
-$13.2K |
-7K |
-100% |
$1.89 |
0 |
Apr 22, 2024 |
Direct |
F1 |
transaction |
AERG |
Common Stock, par value $0.001 per share |
Options Exercise |
$1.05K |
+3K |
|
$0.35* |
3K |
Apr 23, 2024 |
Direct |
|
transaction |
AERG |
Common Stock, par value $0.001 per share |
Sale |
-$5.7K |
-3K |
-100% |
$1.90 |
0 |
Apr 23, 2024 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
AERG |
Non-Qualified Stock Options |
Options Exercise |
|
-7K |
-0.14% |
|
4.93M |
Apr 22, 2024 |
Common Stock, par value $.001 per share |
7K |
$0.35 |
Direct |
F2 |
transaction |
AERG |
Non-Qualified Stock Options |
Options Exercise |
|
-3K |
-0.06% |
|
4.93M |
Apr 23, 2024 |
Common Stock, par value $.001 per share |
3K |
$0.35 |
Direct |
F2 |
holding |
AERG |
Restricted Stock Units |
|
|
|
|
|
1.95M |
Apr 22, 2024 |
Common Stock, par value $.001 per share |
|
$0.00 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: