John C. Loeffler II - Apr 1, 2024 Form 4 Insider Report for CaliberCos Inc. (CWD)

Role
CEO, Director, 10%+ Owner
Signature
/s/ John C. Loeffler, II
Stock symbol
CWD
Transactions as of
Apr 1, 2024
Transactions value $
$0
Form type
4
Date filed
4/12/2024, 05:33 PM
Previous filing
Nov 14, 2023
Next filing
Sep 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWD Class A Common Stock Award +326K +102.82% 643K Apr 1, 2024 Direct F1, F2, F3
holding CWD Class B Common Stock 1.93M Apr 1, 2024 Direct
holding CWD Class B Common Stock 1.78M Apr 1, 2024 By trust. F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Equity Incentive Plan, as amended (the "Plan"). The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting.
F2 RSUs will vest 25% on January 1, 2025, and 1/36th each month thereafter for the following 36 months.
F3 Not applicable.
F4 Shares held by the The C LO Irrevocable Trust U/A DTD 6/17/2021 of which the Reporting Person is sole trustee.