John C. Loeffler II - 01 Apr 2024 Form 4 Insider Report for CaliberCos Inc. (CWD)

Role
CEO, Director, 10%+ Owner
Signature
/s/ John C. Loeffler, II
Issuer symbol
CWD
Transactions as of
01 Apr 2024
Net transactions value
$0
Form type
4
Filing time
12 Apr 2024, 17:33:17 UTC
Previous filing
14 Nov 2023
Next filing
04 Sep 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWD Class A Common Stock Award +326,087 +103% 643,218 01 Apr 2024 Direct F1, F2, F3
holding CWD Class B Common Stock 1,927,732 01 Apr 2024 Direct
holding CWD Class B Common Stock 1,778,989 01 Apr 2024 By trust. F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Equity Incentive Plan, as amended (the "Plan"). The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting.
F2 RSUs will vest 25% on January 1, 2025, and 1/36th each month thereafter for the following 36 months.
F3 Not applicable.
F4 Shares held by the The C LO Irrevocable Trust U/A DTD 6/17/2021 of which the Reporting Person is sole trustee.