Ian Shakil - Apr 5, 2024 Form 4 Insider Report for Augmedix, Inc. (AUGX)

Signature
/s/ Todd Holvick, Attorney-in-Fact
Stock symbol
AUGX
Transactions as of
Apr 5, 2024
Transactions value $
-$338,921
Form type
4
Date filed
4/9/2024, 08:49 PM
Previous filing
Apr 4, 2024
Next filing
Apr 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AUGX Common Stock Sale -$207K -51.4K -80.79% $4.03 12.2K Apr 5, 2024 Direct F1, F2
transaction AUGX Common Stock Options Exercise $18.3K +28.6K +233.8% $0.64* 40.8K Apr 8, 2024 Direct F1
transaction AUGX Common Stock Sale -$113K -28.6K -70.04% $3.97 12.2K Apr 8, 2024 Direct F1
transaction AUGX Common Stock Sale -$36.6K -9.22K -75.44% $3.97 3K Apr 8, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AUGX Stock Option (Right to Buy) Options Exercise $0 -28.6K -66.55% $0.00 14.4K Apr 8, 2024 Common Stock 28.6K $0.64 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was executed pursuant to a Rule 10b5-1 trading plan.
F2 This transaction was executed in multiple trades ranging from $3.9400 to $4.1700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3 Fully vested.