Ignacio Martinez - 01 Apr 2024 Form 3 Insider Report for CaliberCos Inc. (CWD)

Role: COO
Signature: /s/ Ignacio Martinez
Issuer symbol: CWD
Transactions as of: 01 Apr 2024
Net transactions value: $0
Form type: 3
Filing time: 04 Apr 2024, 18:58:27 UTC
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	CWD	Class A Common Stock						225,628	01 Apr 2024	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CWD	Employee Stock Options (right to buy)							01 Apr 2024	Class A Common Stock	150,000	$2.87	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Equity Incentive Plan, as amended (the "Plan"). The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting.
F2	100,000 RSUs will vest 25% on 5/30/2024, and 1/36th per month thereafter until fully vested; 125,628 RSUs vested 25% on January 1, 2024, and 1/36th month thereafter until fully vested.
F3	Employee stock options (right to buy) ("Options") granted pursuant to the Plan. The Options vest one-quarter on the first anniversary of the grant date and 1/36th per month thereafter until fully vested.