Kenneth M. Young - 15 Mar 2024 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
President
Signature
/s/ Kenneth M. Young
Issuer symbol
RILY
Transactions as of
15 Mar 2024
Net transactions value
-$16,863
Form type
4
Filing time
19 Mar 2024, 16:30:34 UTC
Previous filing
14 Nov 2023
Next filing
22 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Award $14,812 +379 +0.16% $39.08 231,329 30 Jun 2023 Direct F1
transaction RILY Common Stock Award $4,638 +260 +0.11% $17.84 231,589 29 Dec 2023 Direct F1
transaction RILY Common Stock Tax liability $36,314 -2,068 -0.89% $17.56 229,521 15 Mar 2024 Direct F2
holding RILY Common Stock 32,085 15 Mar 2024 See Note F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3 (c ).
F2 Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on February 24, 2023.
F3 Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15.