Bradford T. Adamczyk - Mar 15, 2024 Form 4 Insider Report for APPLIED ENERGETICS, INC. (AERG)

Role: Executive Chairman, Director
Signature: /s/ Bradford T. Adamczyk
Stock symbol: AERG
Transactions as of: Mar 15, 2024
Transactions value $: -$19,300
Form type: 4
Date filed: 3/18/2024, 04:22 PM
Previous filing: Feb 20, 2024
Next filing: Apr 17, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AERG	Common Stock, par value $0.001 per share	Options Exercise	$700	+10K	+1.49%	$0.07^*	681K	Mar 15, 2024	Direct
transaction	AERG	Common Stock, par value $0.001 per share	Sale	-$20K	-10K	-1.47%	$2.00	671K	Mar 15, 2024	Direct	F1
holding	AERG	Common Stock, par value $0.001 per share						1.56M	Mar 15, 2024	See Footnote	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AERG	Non-Qualified Stock Options	Options Exercise		-10K	-0.69%		1.43M	Mar 15, 2024	Common Stock, par value $.001 per share	10K	$0.07	Direct	F3
holding	AERG	Non-Qualified Stock Options						3.5M	Mar 15, 2024	Common Stock, par value $.001 per share		$0.07	See Footnote	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Such shares were sold pursuant to a 10b-5 Plan which was adopted by Mr. Adamczyk on June 15, 2023.
F2	Held by Moriah Stone Global L.P. of which Mr. Adamczyk is controlling partner.
F3	Options were issued in exchange for services rendered as an officer and director of the company.
F4	3,500,000 of Mr. Adamczyk's options are held in the name of Adamczyk Family 2021 LLC, a family limited liability company which he controls. None of these options were exercised.