Richard P. Hamada - 12 Mar 2024 Form 4 Insider Report for Trinity Capital Inc. (TRIN)

Role
Director
Signature
/s/ Sarah Stanton, on behalf of Richard Hamada
Issuer symbol
TRIN
Transactions as of
12 Mar 2024
Net transactions value
$0
Form type
4
Filing time
14 Mar 2024, 16:30:38 UTC
Previous filing
15 Jun 2023
Next filing
26 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRIN Common Stock Gift $0 +83,661 +830% $0.000000 93,735 12 Mar 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 12, 2024, 83,661 shares of common stock, with respect to which the reporting person previously reported indirect beneficial ownership through the Michelas Family Trust Dated 8-31-10, were transferred to the reporting person for no consideration. As a result, the reporting person now has direct beneficial ownership of such shares of common stock.
F2 Includes 3,799 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares vest in full on the earlier of (1) June 14, 2024 or (2) the date immediately preceding the next annual meeting of stockholders.

Remarks:

Sarah Stanton is signing on behalf of Mr. Hamada pursuant to the power of attorney dated December 16, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 3 Mr. Hamada filed on December 16, 2021.