Howard Weitzman - Mar 4, 2024 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
SVP, Chief Accounting Officer
Signature
/s/ Howard Weitzman
Stock symbol
RILY
Transactions as of
Mar 4, 2024
Transactions value $
$18
Form type
4
Date filed
3/6/2024, 06:56 PM
Previous filing
Jun 6, 2023
Next filing
Mar 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Award $17.80 +1 +0% $17.84 46.6K Dec 29, 2023 Direct F1
transaction RILY Common Stock Award $0 +23.7K +50.94% $0.00 70.3K Mar 4, 2024 Direct F2
holding RILY Common Stock 7.5K Mar 4, 2024 See Footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2 Represents a restricted stock unit award that settles in common stock of the Company and vests in three equal installments on March 15, 2025, March 15, 2026 and March 15, 2027.
F3 Held by self-directed 401(k) Plan.