Howard Weitzman - Mar 4, 2024 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role: SVP, Chief Accounting Officer
Signature: /s/ Howard Weitzman
Stock symbol: RILY
Transactions as of: Mar 4, 2024
Transactions value $: $18
Form type: 4
Date filed: 3/6/2024, 06:56 PM
Previous filing: Jun 6, 2023
Next filing: Mar 19, 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RILY	Common Stock	Award	$17.80	+1	+0%	$17.84	46.6K	Dec 29, 2023	Direct	F1
transaction	RILY	Common Stock	Award	$0	+23.7K	+50.94%	$0.00	70.3K	Mar 4, 2024	Direct	F2
holding	RILY	Common Stock						7.5K	Mar 4, 2024	See Footnote	F3

Showing 1 to 3 of 3 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2	Represents a restricted stock unit award that settles in common stock of the Company and vests in three equal installments on March 15, 2025, March 15, 2026 and March 15, 2027.
F3	Held by self-directed 401(k) Plan.