Key facts
- This page summarizes Christopher Gray's Form 3 filing for PodcastOne, Inc. (PODC).
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 09 Feb 2024, 08:00.
Christopher Gray - 07 Sep 2023 Form 3 Insider Report for PodcastOne, Inc. (PODC)
- Reporting relationship
- President
- Issuer ticker
- PODC
- Reported as of
- 07 Sep 2023
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 09 Feb 2024, 08:00:11 UTC
- Next SEC filing
- 01 Mar 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Christoper "Kit" Gray
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Christopher Gray filed Form 3 for PodcastOne, Inc. (PODC) on 09 Feb 2024.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PODC
holding
Common Stock, $0.00001 par value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 23,025
- Date
- 07 Sep 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PODC
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 07 Sep 2023
- Ownership
- Direct
- Underlying class
- Common Stock, $0.00001 par value
- Underlying amount
- 325,000
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Represents Restricted Stock Units (the "RSUs") granted to the Reporting Person pursuant to the Employment Agreement, dated as of August 28, 2023 (the "EA"), entered into between the Reporting Person and the Issuer. 162,500 of the RSUs vested on January 1, 2024 (the "Initial Vesting Date"), and the remaining RSUs shall vest in equal amounts of 40,625 RSUs on each successive quarterly anniversary of the Initial Vesting Date, with the last tranche to vest on January 1, 2025 (inclusive), subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date and subject to earlier full vesting upon a PC1 Change of Control (as defined in the EA), or such other earlier vesting acceleration conditions as provided in the EA. (continued to Footnote 2)
Footnote F2
(continued from Footnote 1) Each vested RSU shall be settled by delivery to the Reporting Person of one share of the Issuer's common stock on the first to occur of: (i) promptly after the applicable vesting date, (ii) the date of a PC1 Change of Control and (iii) such other earlier settlement as provided in the EA. The securities reported herein do not include 150,000 RSUs granted to the Reporting Person by LiveOne, Inc., the Issuer's parent, pursuant to the EA, which vest on the same vesting schedule as set forth in Footnote 1.